Series 65 Practice Test
Practice questions for the Series 65 Uniform Investment Adviser Law Exam — economic factors and business information, investment vehicle characteristics, client recommendations and strategies, federal and state laws and regulations for advisers, and ethics and fiduciary duty. Pass to earn Series 65 Exam Readiness SOA-S65.
- Advanced difficulty.Assumes years in the role or deep specialist knowledge.
- 25 scenario questions
- 25 minutes, timed
- 70% to pass · 90% for distinction
- Free no sign-up needed
- LinkedIn-ready · add it to your profile in one clickSee how ↓
What is the Series 65 Practice Test?
The Series 65 Practice Test is a free advanced-level, 25-minute skill test from Science of Apps. Practice questions for the Series 65 Uniform Investment Adviser Law Exam — economic factors and business information, investment vehicle characteristics, client recommendations and strategies, federal and state laws and regulations for advisers, and ethics and fiduciary duty. Score 70% or more on its 25 questions to earn a verifiable Series 65 Exam Readiness certificate (SOA-S65). Every question is based on published standards and research — including CFA Program Level I (CFA Institute), Investment Advisers Act of 1940 (U.S. SEC), Bonds (Investor.gov (SEC)) — and each answer is explained with its source.
Built for your job title
Investment adviser representative candidate, Financial planner, Wealth manager, RIA associate and Compliance analyst — and anyone who wants quick, verifiable proof of Series 65 skills for a CV or LinkedIn.
- Investment adviser representative candidate
- Financial planner
- Wealth manager
- RIA associate
- Compliance analyst
What the test covers
Five skill areas with 5 questions each, drawn from a bank of 10 per area, so a retake brings questions you haven't seen.
- 01
Economic Factors and Business Information
20%- Economics
- Financial statements
- Quantitative methods
- 02
Investment Vehicles
20%- Fixed income
- Equities and funds
- Other products
- 03
Client Recommendations and Strategies
20%- Profiling and allocation
- Tax and retirement
- Portfolio strategy
- 04
Laws and Regulations
20%- Federal laws
- State rules
- Adviser obligations
- 05
Ethics and Fiduciary Duty
20%- Fiduciary duty
- Conflicts
- Prohibited practices
Independent practice test. Science of Apps is not affiliated with, endorsed by or sponsored by NASAA or FINRA. Product and exam names are trademarks of their owners. Passing earns a Science of Apps certificate, not the official exam credential.
Based on published standards
The questions are original scenarios, and each one names the public standard, official guide or research it draws on — shown under the question while you answer, and linked in your review. These are the sources behind this test:
- CFA Program Level ICFA Institute13 questions
- Investment Advisers Act of 1940U.S. SEC9 questions
- BondsInvestor.gov (SEC)4 questions
- Uniform Securities Act (1956 and 2002)NASAA / Uniform Law Commission4 questions
- Principles of Macroeconomics 3eOpenStax (Rice University)3 questions
- Mutual funds and ETFsInvestor.gov (SEC)3 questions
- Investment advisers: fiduciary duty interpretationU.S. SEC3 questions
- Principles of Accounting, Volume 1: Financial AccountingOpenStax (Rice University)2 questions
- Investor.gov: introduction to investingUS SEC2 questions
- Principles of FinanceOpenStax (Rice University)1 question
- Publication 550, Investment Income and ExpensesIRS1 question
- An introduction to 529 plansU.S. SEC Investor.gov1 question
- Publication 590-B: Distributions from IRAsIRS1 question
- Form ADV and the adviser brochureU.S. SEC1 question
- Regulation S-P: Privacy of consumer financial informationU.S. SEC1 question
- Regulation Best Interest (Reg BI)FINRA1 question
Try a sample question
An investment adviser buys a bond from its own inventory and sells it to an advisory client. Before completing the trade, the adviser must
- simply execute it, as advisers can't hold inventory
- tell the client afterwards in the next statement
- ask the bond's issuer for approval
- disclose its capacity in writing and get the client's consent
Show the answer
D. disclose its capacity in writing and get the client's consent — Principal transactions need prior consent. The real test has 25 questions like this.
How the test works
25 minutes, 25 questions
One question per screen, with a progress bar and a countdown. Your progress is saved on this device if you need to pause.
Graded on our server
Answers reach the page only after you submit, so the certificate can only be earned by passing.
Every answer explained
Pass or not, you see every question with the right answer, why, and the source behind it. Pass mark 70%, distinction 90%.
Your certificate
Founder-signed, with a QR code and credential ID. Download PDF or PNG, add to LinkedIn, and it's emailed to you.
What you earn

Pass, then add it to LinkedIn in one click
No typing. The Add to LinkedIn button opens your profile’s Licenses & certifications form already filled in: the certificate name, Science of Apps as the issuer, the issue date, your credential ID and a link recruiters can use to verify it.
- 1Take the 25-minute test
- 2Score 70% or more
- 3Click Add to LinkedIn

Series 65 Exam Readiness
Science of Apps
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Frequently asked questions
What is the Series 65 Practice Test?
The Series 65 Practice Test is a free advanced-level, 25-minute skill test from Science of Apps. Practice questions for the Series 65 Uniform Investment Adviser Law Exam — economic factors and business information, investment vehicle characteristics, client recommendations and strategies, federal and state laws and regulations for advisers, and ethics and fiduciary duty. Score 70% or more on its 25 questions to earn a verifiable Series 65 Exam Readiness certificate (SOA-S65). Every question is based on published standards and research — including CFA Program Level I (CFA Institute), Investment Advisers Act of 1940 (U.S. SEC), Bonds (Investor.gov (SEC)) — and each answer is explained with its source.
How do I take the Series 65 Practice Test for free?
Read the five skill areas on this page, then take the 25-minute test online — no fee, course or sign-up. You see every answer explained when you finish. Score 70% or more and you get a Series 65 Exam Readiness certificate straight away, on screen, as a PDF and by email, with a credential ID anyone can verify.
Are the Series 65 Practice Test questions based on real standards?
Yes. The questions are original scenarios written by Science of Apps, and each one is based on a public source you can read: CFA Program Level I (CFA Institute); Investment Advisers Act of 1940 (U.S. SEC); Bonds (Investor.gov (SEC)); Uniform Securities Act (1956 and 2002) (NASAA / Uniform Law Commission); Principles of Macroeconomics 3e (OpenStax (Rice University)); Mutual funds and ETFs (Investor.gov (SEC)). The source is shown under each question and linked in the answer review. Science of Apps doesn't copy questions from other tests.
What does the Series 65 Practice Test cover?
Five skill areas with five questions each, drawn from a bank of 10 per area so a retake brings new questions: Economic Factors and Business Information (Economics, Financial statements and Quantitative methods); Investment Vehicles (Fixed income, Equities and funds and Other products); Client Recommendations and Strategies (Profiling and allocation, Tax and retirement and Portfolio strategy); Laws and Regulations (Federal laws, State rules and Adviser obligations); Ethics and Fiduciary Duty (Fiduciary duty, Conflicts and Prohibited practices). Every question is an original scenario based on a published standard, official documentation or research, named under the question.
Who should take the Series 65 Practice Test?
Investment adviser representative candidate, Financial planner, Wealth manager, RIA associate and Compliance analyst. It suits anyone who wants a quick, verifiable way to show Series 65 skills, from students and career switchers to experienced professionals.
Can I use this for series 65 exam questions, uniform investment adviser law exam or series 65 mock exam?
Yes. The Series 65 Practice Test is free and covers all of these: 25 scenario questions in 25 minutes, each answer explained with the source it comes from, so it works as interview and exam practice. It isn't a full course, so use the areas you miss as your study list. Scoring 70% or more earns a verifiable certificate.
Is this the official Series 65 exam?
No. It is an independent practice test written to the publicly available Series 65 content outline, for checking your readiness before you book the real exam. Science of Apps is not affiliated with NASAA or FINRA, and passing earns a Science of Apps certificate rather than the official credential.
Can I take the Series 65 Practice Test from any country?
Yes. The test is online, in English and free everywhere — people take it from India, the US, the UK, Europe, Africa, Latin America and Asia-Pacific. Your certificate is dated with your own local date and can be verified from anywhere at scienceofapps.com/certification/verify/.
How long is the Series 65 Practice Test?
25 questions — 5 from each of 5 skill areas — with a 25-minute limit. You need 70% (18 of 25) to pass and 90% for distinction.
How hard is the Series 65 Practice Test?
We rate it Advanced: assumes years in the role or deep specialist knowledge. It has 25 scenario questions — 5 from each of 5 skill areas — and a 25-minute limit. You need 70% (18 of 25) to pass and 90% for distinction.
How much do Science of Apps certifications cost?
Nothing. There is no fee to take a test, to receive the certificate, to have it emailed or to verify it, and no sign-up.
How are the tests graded?
On our server, not in your browser. The answers never reach the page until you submit, so a certificate can only be earned by passing. Each certificate gets a unique credential ID stored by Science of Apps.
What happens if I don't pass?
You see your score for each area and every question with the correct answer and why, with the published source behind it. You can retake after 30 minutes, and the retake draws questions you haven't seen yet.
Do the certificates expire?
No. Every certificate is dated, so it always shows when you passed. Retake a test any time for a newer date or a higher score.
Can I add the certificate to LinkedIn?
Yes. After you pass, Add to LinkedIn opens the Licenses & certifications form with the certificate name, Science of Apps as the issuer, the issue date, your credential ID and the verification link filled in. You can also download it as a PDF or PNG, and it's emailed to you as a PDF.
How can an employer verify my certificate?
Every certificate has a credential ID and a QR code. Scanning it, or entering the ID at scienceofapps.com/certification/verify/, shows the holder's name, the certification, the score and the issue date from our records.
Are these accredited qualifications?
No. They are Science of Apps' own assessments of applied skill. They aren't issued by a university or standards body, and they work best alongside a portfolio that shows the skills in real work.
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